Rabu, 10 Desember 2008

Chapter II - the Background of Russian Revolution

A. Marxist Theory

In order to understand the evolution of USSR and what is taking place today, it is necessary to first of all understand the Karl Marx’s theories and how its influence in raising the spirit of the working class to fight for the domination of the employer.

Firstly, Marxism is not the same as communism that majority people assume it. Communism is political parties and movement which ran in great revolt on 1917, under WI Lenin in which the power of international politic and ideology laid. The term of communism is also used for communism teaching or called Marxist-Leninism officially appointed the ideology of communists system. In fact communism often claims the monopoly of Marx teaching upon their interpretation. However Communism is not purely the application of Marx’s thought rather a bias or implication of a theory brought into practice.

Marx’s thought and theory is called Marxism, a term used firstly by his Close friend Fredrick Engel whom the theory is formulated. The variety of Marx Theory collected and formulated by Engel in Official Theory of Carl Marx and Scientific Socialism theory which dogmatized by Lenin in a theory called Marxism-Leninism, the ideology of Communists.

1. Marx’s View of Socialism
Marx called his socialism theory as scientific socialism, that make it different from other socialism theory. His view of socialism is grounded to the observation of objective provisions of social development. Marx opposed any socialism that take the moral and heart-moving as the consideration on its discussions. According to Marx socialism will never created because of the assumption whether right or wrong, but of the completion of objective provisions of the elimination of private property and means of production.

In German Ideology Marx wrote “communism is not the condition suggested to be created, ambition to be followed by the reality we mention communism as the reality of movement can be concluded from present supposition (Suseno, 2004:137). Marx stated that his claim is based on his belief that he has found objective law of social development. The Basic law according to Marx is the production of human’s necessity has been directing the form and the development of the society.

Engel stated Marx found the simple facts which up to the present covered by the ideology that human’s needs to eat, drink, and inhabited on some place have being closer activities rather taking part in politic, outside activities, science art, religion, etc. therefore the implication of life necessity production is direct, thus the scale of economic development of society or its time has become the basis foundation of government, law view , art even religion point of view of the related people (Suseno,2004:138)

In other words Marx claimed that his socialism view is scientific because it is based on knowledge of the objective law of social development. The knowledge then called materialistic historical view.

2. Marx theory of social class and revolution
The whole content of Marx thought is based on an assumption that the main actor in a society is the social classes. Marginalization is caused by the domination of a class upon another therefore emancipation of the dominated class can only be derived from class struggle.

Marx’s Theory of class is the root of his other theories such as history development, capitalism, and socialism. According to Marx the first agent in social changes is not individual involvement but social classes. Hence will exist the two opposite classes that is powerful class and powerless class, the conqueror and conquered, the dominator and dominated, and the high and low class.

Marx went to explain the capitalism as the reflection of class distinction. In capitalist society, society is divided into three classes, the capital owner, the land owner and the proletariat or working class, but in further discussion land owner included as the capital owner. (Suseno 2004:139)

The separation in work place exists because of the involvement of two classes, the employer as the master class and the employee or working class. The employer is the owner of the means of production such as machineries, manufacturers, and other infrastructures in work places, whereas the workers have nothing but his energy contribution to the running of productions process. The workers have no right of production property, therefore the activity of work is owned by the employer.

In capitalist production system, these two opposed classes are actually dependent each other, but the cooperation is not mutual and merely an exploitation. The working class as the weak is often marginalized their right by the employer. Their weaknesses caused by the absence of control of the productions, and their dependant growth caused by the provisions of the employee which have to be obeyed, unless they will lose their job, since then they will unable to earn a living. The basic need of survival is the only reason to obey all the employee’s order and provisions. In employees’ side, it is an advantage to manage the workers in order to serve their interest that is gain the highest profit. From this point Marx views the right to private property will open the gap in society and create class stratification.

The characteristic of capitalist society is the division of classes, the upper and the lower class. The upper is positioned by the owner of the means of production and the lower class is the working class. The upper class takes a hold of productions, and workers must obey them. The workers are given a job if they can make profit. Consequently there will be exploitation.

According to Marx the conflict between these two classes is not raised by their feeling act or morality but caused by the conflict of interest. Marx Stated “the problem is not what being imaginated as the aim of the proletar or proletariat, but what is proletariat and what they will do, historically had been a guideline and can not be prevented either in their own situation of life or in the whole of bourgeois society organization at present. (Suseno 2004 : 116 )

He maintain that growing tension between two main classes would become to great that the proletarian masses would rise up and overthrow their bourgeois oppresses, this would continue a socialist revolution in just one country would result in that country’s isolation and possibly even invasion from bourgeois country claiming to be threatened by such radically new type of system (Holmes, 1997:65)

That is why Marx opposed any effort to extinguish this conflict that will make the employer be more conservative to secure their interest and against any changes in the structure of the productions. In other hand the workers will be more progressive and revolutionary to make changes and reconstruct the existed structure of productions. In selected work of Marx and Angel Marx stated that “a revolution is possible as an end of a crisis , however the certainty of the revolution is the same as the crisis’s (Gidden, 1986:243)

Marx claimed that any efforts to make peace agreement between two classes will give benefit to the upper class in blocking the struggle of the low class to get their freedom. Consequently the only way to end the conflict is by revolution, the great change has to be made by the working class to abolish private property ownership, hence it will create classless society. (Suseno 2004 : 118).

The social revolution would lead to the establishment of a new type of power structure, although there would be a state operating in the interest of ruling class, the new one would differ from all its predecessor in that the ruling class would now constitute the majority of population not a small minority.

3. Class of State
According to Marx every economic system is marked with the existence of lower and upper class, this authority structure in economy also happen in politic. One of the fundamental theories of Marx is that state is naturally class of state. It indicates that state is directly or indirectly under control of the class which mastering economic sector. Thus a state is not an institution securing the rights of classes, but rather a tool to secure upper class’s interest. State will never be a fair judge in mediating the conflict rise between two classes, and tend to stand for one side. As stated by Fredrik Engel “a state aimed to defend life provisions and the power of conqueror class upon a class conquered by force. (Suseno 2004 : 120).

The perspective of class state explained why the grassroots society often victimized by the development of a state, why the thief will be punished heavier than the corruptors. Because state is the expansion of upper class’s power, therefore any policies made will be in line with upper class interest.

Because of this perspective Marx argue that state is “enemy” not “friend”, state is representative of the upper class to exploit the lower class. Marx Stated it is possible to defend private interest of the upper class as if it is public interest. (Suseno 2004 : 121).

Thus, Marx’s analysis of state based on his observation of western country but indicate once industrialist country turn to capitalism before the condition would be ripe for socialist revolution. Marx stated only the brief point of socialist state and society look like. He never finished planned major analysis of state, his writing focus on capitalist state than socialist (Holmes, 1997:66)

4. Ideology
Ideology is a thought explaining a condition, the present authority structure, thus people legalized, whereas it is illegal. (Suseno 2004:122). Ideology criticism gives essential contribution on Marx’s theory of authority structure analysis in society. Marx assumed that the demand to obeying the law is ideological in regard of the truthfulness of the law justice, while law itself serves for upper class interest. Marx ideology criticism expands to religion.

According to Mark religion is like addictive essence for society, which gives artificial satisfaction, as it will not change the bad condition of the lower class, religion promises reward in the life after death for those who well receive their destiny, therefore they will not struggling for the better life, and let the domination of others.

B. The Theory of Society

In discussing social changes it will be a part discussion of sociology. Sociology is a knowledge or science studying about society characteristics and its influences toward human living. As a part of science sociology firstly found by, August Comte who is known as the father of sociology. However history notifies Emil Durkeim France scientist, had made success in bringing this knowledge into academic discipline. Sociology also developed by Max Weber and Karl Marx .

According to Max Weber Sociology is a science concerning itself with the interpretative understanding of social action and thereby with a causal explanation of its course and consequences, we shall speak of action in so far the acting individual attaches a subjective meaning to his behavior be it overt or covert omission or acquiescence action is social in so far its subjective meaning take account of the behavior of others and is thereby oriented in its source (www.faculty.rsu.edu )

1. Social Action
Weber in his book Society and Economy states that social action is an action or behavior which involved subjectivity which has relation to others or environment which stimulate it. This “environment” can be defined as the structural properties that is the roles of every aspect of social environment. “the fact that such structural properties are ultimately reversible by human action is not an issue, the point is that they exert constraints until they can be changed” (Archer,1968:77)

Social relation will exist if there is mutual relationship between two or individuals, and each individual relates his actions to other individuals’ action. Weber classification of action provides a basis for investigation of the social evolutionary process in which behavior had come to be increasingly dominated by goal-oriented rationally (zweckrational); less and less by tradition, values or emotions. Weber’s typology is intended as an advocate of multiple causation of human behavior, Weber was well aware the mix of these motivations causes the most behavior.

Weber distinguishes between four types of social action. The first, zweckrational. Max Weber defined it quoted by Elwell Frank as an action in which the means to attain a particular goal are rationally chosen (www.faculty.rsu.edu ).

The action taken is already assumed rationally and proven commonly by people it is also can be said as practice way to reach goal. The second type is wetrational or value-oriented. Rationally, it is characterized by striving for a goal which in itself may not rational, but which is pursued through rational means. The third is Affective action according to Coser affective action based on the emotional state of person rather than in the rational weighing of means and ends. (www.faculty.rsu.edu ). Sentiments are powerful forces in motivating human behavior. The forth is traditional action. The action which is guided by custom or habit. People engage in this type of action often unthinkingly because it is simply “always done”.

1. Social changes
Anthropologists have accordingly distinguished between two kinds of social conflicts, and so between two kinds of social change. First, there are conflicts and changes which are provided for in the existing social structure. Obviously changes in personal are a feature of every society as people grow old and die and are replaced by others. But so long as the roles themselves continue more or less unchanged, these conflict and replacement do not affect the structure of the social system itself. They operate within its existing normative frame work are resoluble. In term of systems of values and offer no challenge to the existing institutions.

The second kind of changes is more radical. It is a change in the character of the social system itself, some of its constituent institutions are altered so that they no longer match others to existing values of the society. They are new kinds of conflict and tradition provides neither precedents nor cures for them. Hence they are specially disturbing, and involve confusion and strain. If the social system is to persist, sooner or later further radical modifications will have to be made in it and so that the society will become something other than different from what it originally was.

2. Domination and authority
According to Weber the most stable form of social relationship in the forms which subjective behavior of the participant, is directed to the trust of the society to the legal orde. The empirical correlation between custom, convention, and law is intimate and close. Custom and habit in many cases make a continuously habitual actions to be such of law. On the other hand sometimes a new law will create a new behavior both directly or indirectly.

Weber makes guideline of a power as a possibility that the doer or the power holder will be able to guard his interest even though opposed by others with whom he or she get involve in interaction. It means that any social relationship in a certain condition is a power relationship while the concept of domination according to Weber is a concept which refers to any power oppression cases, where the doer follows the specific order directed by others. (Weber 1968:62)

Weber in Economy and Society states that the acceptance of the domination can be caused by various motives, ranging from the habits to the fulfillment of self interest. However the possibility to reach material rewards and social respect are the two motives which is absorbed much in the relationship between the leader and the follower, but the main pillar of this domination is the trust of the follower or subordinates to the their legal position as the subordinates. (1958:80).

Weber divides three ideal types of authority which can be a foundation of the domination relationship pattern, those are traditional, charismatic and rational legal authority. The ideal type involves determining the feature of a social institution that would be present if the institution where a logically consistent whole, not affected by other institutions, concern and interests. “General type are tools with which Weber prepares the descriptive material of the world history for comparative analysis”.(www.faculty.rsu.edu ).

Rational legal authority is anchored in impersonal rules that have been legally established. This type of authority which parallel the growth of zweckrational has come to characterize social relations in modern societies, it is based on the believe in the society of traditional authority often dominates pre-modern society of tradition of ‘eternal yesterday’, because of the shift human motivation it is often difficult for modern student to conceive of the hold that tradition has in pre-modern societies.

Unlike rational legal authority, traditional authority is codified in impersonal rules but usually invested in a hereditary line or invested in particular office by a higher power, and finally charismatic authority rests on the appeal of the leader who claim allegiance because of the force of their extraordinary personalities. (www.faculty.rsu.edu )

Aron and Closer also clarify that Weber’s discussion of social action is an example of the use of ideal type which provides the basic method for historical comparative study It is not meant to refer to the “best” or to some moral ideal, but rather to typical or “logically consistent” features of social institutions or behavior. There can be an ideal type whore house or a religious sect, or ideal type dictatorship or an ideal democracy, an ideal type is an analytical construct that series as measuring rod for social observers to determine the extent to whish concrete social institutions are similar and how they differ from some defined measure (www.faculty.rsu.edu ). The ideal type never correspondents to concrete reality but is a description to which we can compare reality, for example “ideal socialist according to ideal type socialism consist of several basic features, such as classless society, no private property, from each according to ability and to each according to their need, democratic worker’s state, etc. in reality, all socialism system deviate from the theoretical construct called Ideal Socialism’

Russia before 1917 was still monarch under Czar Nicolas II, social changes which happened in Russia is caused by the change of complete social system. The change was started by revolution to overthrown the totalitarian regime of Czar Nicolas. After the revolution all system and constitution are altered to be the new system called socialist country with communism ideology. The social change in Russia was radical changes as the result of social action.

Revolution is defined more often by their combination of extraordinary means and end, drastic social and political transformation that occur during in the wake of vast mobilizations of mass forces. Revolution matter by locating the great revolution within a historically broader , yet theoretically more precise study of the elite conflict and mass mobilization. Mass mobilization occurs most often during periods of unusually intense elite conflict. Mass action has structural consequences only to the extent that non elite are able to affect in otherwise, unpredictable ways the outcome of elite conflicts.

Mass action also can have ideological consequences which are not measurable from before and after pictures of social structure failed as well as successful mass mobilization can be introduce new methods of collective action which may facilitate later more consequential elite and mass mobilizations. Elite as a group of rules with the capacity to appropriate resources from non-elites who inhabit a district organizational apparatus, a society is ruled by a single elite, elites have two vital interests to preserve their organizational autonomy and power against rival elite and to reproduce their exploited relationship with non elite or producing class.

C. The Causes of Russian Revolution

The Russian revolution is one of the most important events in modern world history. Its impact was evidencing both Europe and America. Although the revolution did not directly spread communism, it did give various other struggling third world countries an enticing example to follow. Decades later, the philosophy or governmental model would gain new notoriety as Russia, a full communist state at the time of cold war, squared off with the United States.

In any cases in 1917, people saw two distinct revolutions in Russia, the overthrow of the czarist regime(February revolution) and the coup by which the Bolsheviks took power (October revolution). The causes of these two revolutions encompass Russia’s political, social, and economic situation. Politically, the people Russia resented the autocracy of the Czar Nicholas II. The losses that the Russians suffered during the World War I further weakened Russia’s view of Nicholas. Socially czarist Russia stood well behind the rest of Europe in its industry and farming, resulting in new opportunities for fair advancement on the part of peasants and industrial workers economically, widespread inflation and famine in Russia contributed to revolution.

1. Economic Cause
The economic causes of the Russian revolution largely originated in the Russia’s outdated economy still resembled that of medieval Europe, with peasants bound to an inefficiently managed village commune, and using outdated farming methods. Suffering from a naturally climate, Russia’s growing season was only 4-6 months, compared to 8-9 in western Europe, and so the rural agrarian economy struggled to produce enough food to feed the cities each year. Further hampering food production was Russia’s lack of modern infrastructure or transport. Despite vast expansions under Sergey Witte a railway system, Russia still lacked the ability to effectively transport food to the cities. During World War I, that became a massive problem as haphazard conscription removed skilled workers from the railways and food related industries, effectively aggravating poor harvest and causing famine.

Factory workers also suffered due to Russia’s young industry that sought to catch up with the rest of Europe. They had to endure terrible working conditions including twelve to fourteen hour days and low wages. Riot and strike for the better condition and higher wage broke out. Although some factories agreed to the request for the higher wages, wartime inflation nullified the increase. There was one protest to which Nicholas responded with violence in response, industrial workers went to strike and effectively paralyzed the railway and transportation networks. What few supplies were available could be effectively transported. As good became more and scarcer, prize skyrocketed. By 1917, famine threatened many of the larger cities. Nicholas failure to solve his country’s economic suffering and communism’s to do just that comprised the core of the revolution.

2. Social cause
The social causes of the Russian revolution mainly come from centuries of oppression towards the lower classes by the tsarist regime and Nicholas’s failure in World War I. While rural agrarian peasant had been emancipated from serfdom in 1861, they still resented paying redemption payments to noble land-owners and demanded self ownership of the land they worked. Increasing peasant disturbances and sometimes-full revolt occurred with the goal of securing ownership of their land.

The rapid industrialization of Russia also resulted in urban overcrowding and poor conditions for urban industrial workers. Between 1890 and 1910 the population of the capital St Petersburg swelled from 1,033,600 to 1,905,600, with Moscow experiencing similar growth. In one 1904 survey, it as found that an average of sixteen people shared each apartment in St Petersburg, with six people per room. There was also no running water, and piles of human manure which was a threat to the health of the workers. (www.faculty.rsu.edu )

World War I then only caused more chaos. Conscription swept up the unwilling in all parts of Russia. The vast demand for factory production of war supplies and workers caused many more labor riots and strikes. Conscription stripped skilled workers from the cities, who had to replaced with unskilled peasants, and then, when famine began to hit, workers abandoned the cities in droves to look for food. Finally, the soldier themselves, who suffered from alack of equipment and protection from the elements were discontent with Russia’s poor accounting in water (www.faculty.rsu.edu )

3. Political cause
Politically, most areas of Russia society had reason to be dissatisfied with the existing autocratic system. They had no representation in government. And the Czar remained out of touch with the people’s problems. Dissatisfaction with Russia autocracy culminated in the bloody Sunday. Massacre, in whish Russia workers saw their pleas for justice rejected as the protestors were shot by the Czar’s troops. The response to the massacre crippled the nation with strikes and Nicholas his October Manifesto, promising a democratic parliament (the State Duma) to appease the people. However, the Czar effectively nullified his promises of democracy with the 1906 Fundamental State Laws, and the subsequently dismissed the first two Dumas they proofed uncooperative. These unfulfilled hopes of democracy fuelled revolutionary ideas and violence targeted at the Czarist regime.

Chapter I - Introduction


CHAPTER I
INTRODUCTION

A. Background of Study
Culture has important role in supporting and picturing the evolution of social development in which it has become a reflection of changes happened in society. Culture does not only consist of customs, habitual and language system, but it has literature as part of it. Literature is a part of culture, and culture is created by society.

Literature is a reflection of society life, a documentation of history and evidence of social changes. It also can be defined as social institution using language as its medium. Wellek in his book Theory of Literature stated that “Literature represents life, and life is in large measure, a social reality, even though the natural world and the inner or subjective world of the individual have also been object of literary imitation” (1981:94)

One of literary works that will be discussed by the writer in this thesis is a novel. Novel is a part of literature that is categorized as a prose fiction that contains more than fifty thousand words. Novel is a unique and aesthetic literary work because it usually provides complexity of ideas and length of plot which need deep understanding and vivid thought of its readers to find the main ideas and the messages want to be conveyed by the author.

The writer is appealed to analyze the best seller novel in twentieth Century that is Animal Farm is her final thesis for the requirement to fulfill her study at Pertiwi School of Foreign Languages. Animal Farm was written by George Orwell who has born as Eric Arthur Blair in 1903 in Notihari, Bengal, in the British colony of India, where his father Richard worked for the Opium Department of the Civil Service. His Mother Ida brought him to England at the age of one. At the age of five Blair was sent a small Anglican Parish School in Henley. Then he was sent to St Cyprant’s School in East Bourne, Sussex. After that he continued in Eton.

After finishing his study in Eton he joined the Indian Imperial Police in Burma, but he resigned and returned to England in 1928 because he hates imperialism. Orwell volunteered to fight for the Republican against Franco’s Nationalist uprising after the outbreak of Spanish Civil war. As a sympathizer of Labors Party, then he joined the militia of non-Stalinist far-left POUM (worker’s party of Marxist Unification).in which he fought as an infantryman.

He adopted his pen name that stressed his deep lifelong affection for the English tradition and countryside, George is the patron Saint of England as the George V is the monarch at the time. While the river Orwell in Suffolk was one of his most beloved English sites.

Orwell First work is Burmese day published in 1934. This novel expressed his hatred to imperialism which describes his five years experience as a policeman in Indian imperial police in Burma. The story focuses on a few Englishmen in the timber business in a small settlement in upper Burma who are manipulated by a corrupt local politician, U Po Kyim, whose chief ambition is to become a member of the European Club, a private establishment.

Published in the same year is A Hanging, an essay written in his time as police officer in Burma where he observes a criminal being executed. Shooting an elephant is his Essay written during the autumn of 1936, it retells his account of shooting an elephant in Britain controlled Burma when he was an imperial policeman. In this novel Orwell symbolizes an anti imperialist essayist. Orwell frequently and clearly states his displeasure with colonial Britain.

In 1944 Orwell finished his anti Stalinist allegory Animal Farm which was published the following year with great critical and popular success. Four years latter that is In 1949, Orwell published his allegorical political novel Nineteen Eighty Four. The story take place in nightmarish Dystopia where the Omnipresent State enforces perfect conformity among members of totalitarian party through indoctrination, propaganda, fear and ruthless punishment. The world Nineteen Eighty Four also reflects various aspect of social and political life in both England and United States of America, there have been suggestion that the primary character was named Winston after Winston Churchill, who had been British Prime Minister during the second World War.

Among his works Animal Farm is the most famous work that is able to criticize the totalitarian Russian Government under Stalin. And he tells to the world about a great history of great Nation and the rotten political strategy inside.

Animal farm introduces its prime theme of revolution as a reaction of a domineer class to break into dominator class. Revolution taken is neither unprepared nor pointless, not also just an expression of anger, rather it is part of social evolution in human’s history in which they must experienced a capitalism system where the conflict of interest will always emerges.

The history of revolution like any other history, ought first of all to tell what happened and how. The most indubitable feature of a revolution is the direct interference of the masses in historical events in ordinary times the state, be it monarchical or democratic, elevates itself above the nation, and history is made by specialist in that line of business such as kings, ministers, bureaucrats, parliamentarians, journalists. But at those crucial moments when the old order becomes no longer endurable to the masses, they break over the barriers excluding them from the political arena, sweep aside their traditional representatives and create by their own interference the initial groundwork for a new regime.

Animal Farm presents how the revolution changes the pattern of thought and characters of the society, especially the government who enforces it to others. Revolution is taken for holy aim or good will that is to make better life, in fact the realization will not always refer to the previous purposes since the transitional condition in the transformation government, system, and ideology will be the golden time to make self interest become the first priority. Thus power and sovereignty make a good revolutionist be a blind betrayer. How Animal Farm describes this reality to the reader is really fascinating base on the real fact of Russian Revolution.

Pioneered by the old major as the thinker who gave birth to the idea to run rebellion against human being, then the revolution’s messages is well kept by the pigs as the smartest animals in the farm. The pigs bring the idea into effect, by preparing it by themselves and teach others the spirit of Animalism as the organized system of the Old Major’s idea.

Snowball and Napoleon helped by Squealer have made success in organizing other animals to make great result in the rebellion when time is in their side. After getting success expelling humans as their enemy, they manage the farm by themselves.

What is dreamed before has greatly changed, the revolution which was aimed to create social prosperity, has become the green field for the power searcher. The dualism leadership is the first indicator of the betrayal of rebellion. The figures of the rebellion who have in utmost support in changing others’ way of thought, have been changing their own thought to search for self indulgence after facing the reality.

The misleading, misconception, and self interest have made the great success of the rebellion be a new grave for other animals. They change their view that human is their enemy, but they are still in the same fate that they are slaves of some of their own class, a tiny group of animals, that is the pigs.

Finally the rebellion which is purposed to abolish the stratification of class, to expel the dominator has made new class structures, where the suppression still exists.

Out of his hatred to Stalinism and criticism to Stalin’s policy, Animal Farm is fascinating, unique and able to grasp the reader’s attention to the entire plot during the story flowing. Without Question, Animal Farm is a Master piece of George Orwell.

The hatred of Orwell to Stalinism was really expressed in this novel, by presenting the central figure as the power abuser and dictator leader “Stalin” represented by Napoleon in the story. He actually ignored the key figure of the revolution that is V. I. Lenin. Stalin is the successor of Lenin after his death. Stalin was Lenin’s secretary who deviated his thought.

B. Problem Formulation
The novel has many interesting aspects and the moral messages to the reader as it is depicted from a great history of a great nation but in this thesis the writer will formulate the problem that she considers as the essential aspects of the work

The novel strongly presents about the political and social matters, in this case the writer puts some important basic questions:
1. How does the character of Animal Farm represent Russian revolutionary
Figure?
2. How does the revolution transform the system and the ideology of Russia?
3. What are the revolution impacts toward Russian Society?

C. Objective of Study
There are some reasons which have stimulated the writer to consider taking this novel as her discussion. Firstly the writer is interested in the background of the author as a humanitarian and political activist, who aggressively fights against totalitarianism and colonialism through his works. Besides, the writer is interested in knowing the great historical event, Russian revolution. Through this thesis the writer intends to put the objectives as follows:

Firstly, the writer explains to the readers how the character of Animal Farm represents Russian revolutionary figure, secondly the writer explains to the reader the revolution impacts toward Russian Society, and thirdly the writer elaborates how the revolution transforms the system and the ideology of Russia

D. Definition of Terms
In this thesis the writer entitles “The Portrayal of Russian Revolution and its impact toward Russian society in George Orwell’s Animal Farm”

Portrayal in oxford dictionary means the picture, description, and act in play. In this thesis the writer uses this term to refer to a description of revolutionary event which happened in Russia told in Animal Farm. (1995:321)

The word Revolution in Oxford dictionary means complete change in the system of government, especially by force, complete change in conditions or ways of doing thing, and one complete movement in a circle. In this thesis the writer uses the term revolution which refers to great changes in the system of government by force, which happens in Russia in 1917. (1995:355)

Impact, according to epistemology in dictionary means hitting one object against another, strong effect on something or somebody. In this thesis the term of impact refers to the effect of revolution. (1995:208)

Society, according to dictionary, is system in which people live in organized communities, social community. In this thesis the term society refers to the people who live in organized community. (1995:405)

E. Urgency of Study
Animal farm tells to the readers a great history of the world that is revolutionary event happened in Russia. As the first Communist Country in the World Russia has curved great memory in all people’s heart. Russia had ever made great success and became The Second super power country. Russia Also has offended many hearts through its events.

This paper is hoped to be one of the clues or ways out where people nowadays who are still confused or haven’t got some sources about Russian Revolution History. Russia is a great country and its history is part of World history, thus this thesis is dedicated for the readers who want to know much about Russian revolution.

The writer employs some theories of Great Thinkers that is Karl Marx’s and Mark Weber, therefore by reading this thesis the readers are hoped to derive some inputs about the influences of Great Thinker’s Idea toward society and the causes of social changes in philosophical point of view.

Furthermore, this thesis is aimed to give explicit description to the readers about the analysis of sociocultural-historical novel by understanding and combining the data in the novel with the history, with the following steps:

Firstly the writer read the novel repeatedly until she understood the entire story, and then found some information about the novel and the author in some sources. Secondly, after knowing the novel and identifying the author’s work, the writer just found some facts that the novel is talking about historical event.

Thirdly, the writer got a clue to choose an approach and some related theories to support her analysis. Thus the writer derives clear description about the great history in a tiny and simple novel that is Animal Farm, through her analysis.

F. Theoretical Ground
The writer performs some theories that will give information about the problems which is going to be discussed deeply in the next chapter, the theories is taken from some sources, such as library, internet or some related books.

Sociology discusses the major topic about society with their relationship with cultural and historical life. Marx Weber in his book states that “Sociology is a science concerning itself with the interpretative understanding of social action and thereby with a causal explanation of its course and consequences, we shall speak of action in so far the acting individual attaches a subjective meaning to his behavior be it overt or covert omission or acquiescence action is social in so far its subjective meaning take account of the behavior of others and is thereby oriented in its source” (
www.wikipedia.org.com/sociology).

Another definition can be stated sociology as the study of human social behavior, and includes the examination of the origins, institutions, organization, and development of human life. It is a
social science involving the study of the social lives of people, groups, and societies, sometimes defined as the study of social interactions. While social interaction is a dynamic, changing sequence of social actions between individuals or groups who modify their actions and reactions due to the actions by their interaction partners. In other words they are events in which people attach meaning to a situation, interpret what others are saying, and respond accordingly.

In sociological hierarchy, social interaction is more advanced than
behavior, action, social behavior, social action and social contact, and is in turn followed by more advanced concept of social relation. In other words, social interactions, which consist of social actions, form the basis for social relations. (www.en.wikipedia.org/wiki/social_interaction)

Thus human as social entity will always get involve in social interaction in any activities. Any kind of activities which regarded as a significance and doing repeatedly from the convention of related society is called Culture. The word culture, from the
Latin colo, -ere, with its root meaning "cultivate" and the ending makes it mean "to cultivate", generally refers to patterns of human activity and the symbolic structures that give such activity significance. Different definitions of "culture" reflect different theoretical bases for understanding, or criteria for evaluating, human activity (www.en.wikipedia.org/wiki/culture).

The writer uses sociocultural and sociohistorical approaches and then it will also discuss other related theories such as Marxist theory, Social changes theory and some other else. Solcioculture-Historical approach insists in the only way to locate the work in reference to civilization that produces it. As Civilization is the attitude and actions of specific groups of people, this approach take this attitudes and actions as its subject of matter. Sociocultural and sociohistorical is part of Sociology.

Socio–cultural covers many elements ranging from state to the country, or from government to individual, these elements has many aspect of life such as economic, social ,politic, art, etc. Karl Manheim in Toward a Sociology of Culture of India states that socio of culture is an extension of the sociology of knowledge, to encompass not only the discursive thought but the whole Gamut of symbolic expression including art and religion (1965:14)

Tarlott Parson still in the same book states that sociology of culture should specifically be oriented to the study of the system of scientific, technical, and creative knowledge, growth of ideologies and its changes, emergence and dynamics of new values including of value-relevance, and value institutional, system of religion and its relation to social structure, broadly speaking all levels of interaction between culture and social system (1965:14).

Mathew Arnold in the Sociocultural critic emphasizes upon the moral, intellectual, and social aspects of literature and literary criticism, Arnold declared that criticism take a crucial role in the creative process by providing the sort of intellectual climate in which literature flourishes (Norman, 1968:163).

If socio of culture is more concern with the interaction between culture and social system, on the other hand socio historical deals with the history and social life. Webster’s third new international dictionary gives definition of the word history as a systematic written account comprising a chronological events and usually including a philosophical explanation of the cause and the origin of such event. Analytically speaking history is the past of such.
History refers to the study and interpretation of the record of
humans, families, and societies. Knowledge of history is often said to encompass both knowledge of past events and historical thinking skills. (http: // en. wikipedia. Org / wiki / History).

Analytically speaking history is the past of event which is recorded in society as the part of important event in human’s life. To middling some any cases which encounter society with its cultural and historical matters, can be reflected in a literary work like novel.

Animal farm is observed in socio cultural-historical approach. The approach is seeing the problem from its social, cultural and historical facts. This frame will make the analysis more focus and directly concerned with the problem. The social life deals with social interaction in society, and culture or
civilization taken in its wide ethnographic sense, is that complex whole which includes knowledge, belief, art, morals, law, custom, and any other capabilities and habits acquired by man as a member of society. Thus literature as the product of society, only occurs in social context must be closely related to culture as the product of social interaction.

Edmund Wilson describes in well known essay entitled the Historical Interpretation of Literature as the interpretation of literature in its social, economic and political aspects. Wilson description accurately suggests is in the literary work’s interaction with life, and this interaction involves not only the work’s social, economic and political implication but also, in the largest sense, its moral and cultural implication indeed the word, social, political, moral, cultural or their cognates and synonyms again and again in the writing of socio-cultural critic (Norman, 1968:162)

The theory of Taine also supported historical critics. Taine in History of English Literature, 1863 postulated race, moment, and milieu that is national character, epoch, and environment, as the three major dominant in literature. Taine stated the literature is used as a means to comprehend not only the psychology of people but also to discover the wellspring of human behavior.
In this consists the important of literary works, they are instructive because they are beautiful, their utility grows with their perfection, and if they furnish documents it is because they are monuments. The more book brings sentiments into light, the more it is a work of literature, for the proper office of literature is to make sentiments visible. The more a book represents important sentiment, the higher it is its place in literature, for it is by representing the mode of being of a whole nation and a whole age, that a writer rallies around him the sympathies of an entire age and an entire nation, it is then chiefly by the study of literature that one may construct a moral history, and advance toward the knowledge laws, from which events spring. (Norman, 1968:162)

From the series of theories above, it can be concluded that the literary works can be studied in the widest possible context rather than itself. Every literary work is the result of a complex interaction of social and cultural factors and is itself a complex cultural object.

G. Method of Study
In writing this thesis the writer takes a descriptive analysis by using library research. The writer uses sociocultural and sociohistorical approaches, collecting some data and theories related to it.

The novel entitled Animal Farm is the primary source of this thesis to analyze. The writer reads some books about Russian history and the idea of great thinkers who influenced, besides browsing some websites in internet to get sufficient data and information about literary, sociological discourses, some approaches and criticisms to supporting her thesis.

The writer uses sociocultural and sociohistorical approaches to the problems related to Russian Revolution including the cause and effect of the revolution which is revealed in Animal Farm. This approach also will describe how the characters in Animal Farm represent the Russian revolution figures.

Acknowledgments, Content & Abstract

THE PORTRAYAL OF RUSSIAN REVOLUTION AND ITS IMPACT TOWARD RUSSIAN SOCIETY IN GEORGE ORWELL’S ANIMAL FARM


A THESIS

BY:
SRI MULYANI
NIM: 041350013


ENGLISH DEPARTMENT
PERTIWI SCHOOL OF FOREIGN LANGUAGES
JAKARTA
2006


ACKNOWLEDGEMENTS

First of all, the writer would like to thank to ALLAH the merciful and the most Providence who has given her the best guidance and love during his life. By the mercy and grace of Allah also the writer can finish this paper.
The writer also would to be pleased to dedicate the greatest and highest honor to:

1. Dr. Suharsono M.M, as the Director of Pertiwi School of Foreign Languages for giving her a chance to study in this school.

2. Wulansari, S.Pd., M.Hum., his major sponsor, who has guided her patiently, and given her many enlightenments in getting the ideas.

3. Drs. Taufik Nugroho, M Hum, who has given his time to check her writing, so make it more complete.

4. C. Kristomo S S, as the examiner and the reader of her thesis who has given her the best questions during the examination and reviewed her thesis to make it more perfect.

5. Her beloved mother and beloved uncle who always support the writer while writing this thesis, and always pray for her success.

6. Her late father for his love and utmost care that has been given to her during his life.

7. Her family in Jambi, who always gives support, helps and asks the writer to finish this thesis.

8. The Director and the staffs of World Trade Center Jakarta, who has given her facilities and spare time to finish this thesis.

9. Her classmates, Diyan Safitri, Elaine C, Nurhakimah, Oktavianus Haryudo, Cindy Abdilla, and her Logdemates, Mirayanti, Wulan, Rose, Rina and Alvia who have give her best support and warm companion to go through her colorful days.

10. All the lecturer of Pertiwi School of foreign Languages who have transferred and shared their best knowledge.

The writer wishes may Allah the merciful and graceful gives blessing to them according to their good deeds.

CONTENTS

PAGE OF TITLE
ADMISSION PAGE
ACKNOWLEDGEMENT
ABSTRACT
ABSTRAK
CONTENT

CHAPTER I INTRODUCTION
A. Backgrounds of Study
B. Problem Formulation
C. Objectives of Study
D. Definition of Terms
E. Urgency of Study
F. Theoretical Grounds
G. Methods of Study

CHAPTER II THE BACKGROUND OF RUSSIAN REVOLUTION.

A. Marxism Theory
B. Theory of Social Change
C. The Causes of Russian Revolution

CHAPTER III THE TRANSFORMATION OF THE SYSTEM AND IDEOLOGY OF RUSSIA PORTRAYED IN ANIMAL FARM
A. The Animal Characters in Representing the Marxist Society and Ideology
B. The Application of Marxist System and Ideology
C. Power Abuse of The Arbitrary Regime after Revolution

CHAPTER IV THE EFFECTS OF RUSSIAN REVOLUTION TOWARD RUSSIAN SOCIETY IN ANIMAL FARM
B. The Changes of Patterns of Thought
C. The Division of Class
D. The Famine

CHAPTER V CONCLUSION
BIBLIOGRAPHY
APPENDIXES

ABSRACT

Sri Mulyani: The Portrayal of Russian Revolution and its impacts toward Russian society in George Orwell’s Animal Farm

The purpose of the writer in writing this thesis is to know how the characters of Animal in Animal Farm represent the Revolutionary figures in Russia, how the Revolution transforms the system and ideology of Russia and what the impacts of the Revolution toward Russian people.

The division of class has become the root of problem in this novel, where the low class breakthrough the domination of the upper class who exploits them. This action is committed after they find the new concept of society which is regarded as an ideal type. Because of this, they make rebellion which give impact to the change of their pattern of thought which is reflected in their socio cultural life. The whole story really represents the historical event happened in Russia.

The writer used sociocultural and sociohistorical approaches to support descriptive analysis. These approaches are used to see the correlation between the historical event in Russia with the story in the novel, also to see the influences of the ideas toward society in the social changes which give impacts to their socio cultural life. The writer also uses the theory of Marxism and Marx Weber to see its application in the story which has relation with the real fact in Russia.

Finally the writer finds Animal Farm novel shows that the Animal character and characterization is the representation of the figures that exist outside the text that is Russian Revolutionary figures. Besides, this novel also portrays the transformation system and ideology in Russia and revolution impact toward Russian society.

ABSTRAK

Sri Mulyani: The Portrayal of Russian Revolution and its Impacts toward Russian Society in George Orwell’s Animal Farm

Tujuan penulis dalam menulis skripsi ini adalah untuk mengetahui bahwa karakter-karakter di novel Animal Farm adalah simbol dari tokoh-tokoh revolusi di Russia, transformasi sistem dan ideologi Rusia dan juga untuk mengetahui bagaimana dampak revolusi itu terhadap masyarakat Rusia.

Perbedaaan kelas menjadi akar permasalahan dalam novel ini. Dimana suatu masyarakat yang kelas bawah mendobrak dominasi kelas atas yang telah mengeksploitasi mereka. Tindakan ini dilakukan setelah mereka menemukan konsep baru dalam masyarakat yang di anggap nya ideal. Karena itulah mereka melakukan revolusi yang kemudian berdampak pada perubahan pola fikir mereka yang di refleksikan dalam kehidupan sosial dan budaya mereka. Semua cerita ini sangat mewakili peristiwa bersejarah yang terjadi di rusia .

Penulis menggunakan pendekatan sosial budaya dan sosial sejarah untuk mendukung analisa deskriptip dalam novel ini. Pendekatan-pendekatan ini di gunakan untuk melihat hubungan antara peristiwa sejarah di Russia dengan cerita yang ada di novel Animal Farm. Juga untuk melihat pengaruh pemikiran terhadap masyarakat dalam perubahan sosial yang memberikan dampak terhadap kehidupan sosial dan kultural mereka. Penulis juga menggunakan teori Marxisme dan teori Marx Weber untuk melihat penerapan teori-teori ini dalam cerita novel yang mempunyai hubungan dengan fakta yang sebenarnya di Rusia.

Akhirnya penulis menemukan bahwa tokoh dan penokohan dalam novel Animal Farm adalah representasi dari tokoh yang ada di luar text yaitu tokoh-tokoh revolusi Russia. Di samping itu novel ini juga menggambarkan transformasi sistem dan ideologi di Rusia dan dampak revolusi Rusia terhadap masyarakat Rusia.